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Analyst,NYSE Regulation

Business Support
20000584 Requisition #
Job Purpose

The New York Stock Exchange (an Intercontinental Exchange company) is seeking an Analyst to join the Market Watch and Proxy Compliance team within NYSE Regulation.  The individual will contribute to a team responsible for ensuring that issuers listed on NYSE, NYSE American, and NYSE Arca (the “Exchanges”) understand and follow the Exchanges’ timely disclosure policy while making trading halt decisions, as appropriate. The individual will provide proxy rulings in advance of all annual and special meetings of listed issuers and will monitor trading activity in NYSE listed companies.

  • Review and analyze press releases for materiality and ensure the news is released to investors and market participants in accordance with the Exchanges’ timely disclosure policy
  • Implement temporary trading halts when material news is disseminated to investors and market participants during NYSE trading hours
  • Investigate and document unusual trading activity and rumors pertaining to NYSE issuers. This includes reviewing recent trading activity, contacting company representatives, and monitoring newswires
  • Proactively contact NYSE listed issuers in advance of any scheduled annual or special meeting to confirm that record dates are reported in accordance with the NYSE timely disclosure policy
  • Evaluate definitive proxy material of listed issuers and determining whether NYSE member organizations can vote their customers’ shares on the proposals on the meeting agenda in the absence of customer instructions
  • Maintain procedure manuals and coordinate with Internal/External audit on inquiries
  • Conduct presentations of NYSE rules and procedures to listed company executives and representatives
  • Coordinate with the NYSE Corporate Actions and Continued Listing groups on important issues that may have a material impact on trading in a security
  • Work with the development and technology teams on the testing and rollout of new applications
  • Lead special projects and ad hoc tasks, as assigned

Knowledge and Experience
  • Bachelor’s degree required.  Degree in accounting, business, finance, or economics is desirable
  • 3 or more years of financial industry work experience preferred
  • General knowledge of accounting/financial statement analysis, general financial markets, and the securities industry
  • Ability to work independently and function effectively in a high-volume, rapid-pace, deadline-oriented, multi-task environment
  • Excellent analytical and follow-up skills; attention to detail
  • Excellent communication skills, ability to effectively interface with senior management of the Exchange and representatives of listed issuers
  • Familiar with Bloomberg, and FactSet programs

Intercontinental Exchange, Inc. is an Equal Opportunity and Affirmative Action Employer.  All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, sexual orientation, gender identity, national origin or ancestry, age, disability or veteran status, or other protected status.

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